Securities Offering Reform Securities Offering Reform Securities Offering Reform
Representative Transactions

  • Represented Hercules Technology Group Capital, Inc. in its $88.9 million secondary public offering
  • Represented JP Morgan Securities Inc., Citigroup Global Markets Inc., Banc of America Securities LLC and Bear, Stearns & Co. Inc. in connection with the $403.92 million secondary public offering of Apollo Investment Corporation
  • Served as counsel to Marathon Acquisition Corp. in its initial public offering of 37,500,000 units
  • Represented Allied Capital Corporation in a $400 million Debt Shelf Offering
  • Represented Allied Capital Corporation in a $142 million Equity Shelf Offering
  • Represented Allied Capital Corporation in the $415 million sale of Advantage Sales & Marketing in March 2006
  • Represented MCG Capital Corporation in $42.6 million shelf offering
  • Represented Technology Investment Capital Corporation in $72.5 million shelf offering
  • Represented ING Global Advantage and Premium Opportunity Fund in $345 million initial public offering
  • Represented Patriot Capital Funding, Inc. in $130 million initial public offering
  • Represented TAC Acquisition Corp. in $120 million initial public offering
  • Represented JMP Securities, LLC in connection with the $78 million initial public offering by Hercules Technology Growth Capital, Inc.
  • Represented UBS Securities LLC, Citigroup Global Markets Inc. and J.P. Morgan Securities Inc. in connection with the $930 million initial public offering by Apollo Investment Corporation
  • Represented Ferris, Baker Watts Incorporated in connection with the $105 million initial public offering by Prospect Energy Corporation
  • Represented MCG Capital Corporation in $175 million of shelf offerings
  • Represented Allied Capital Corporation in $75 million shelf offering
  • Represented Technology Investment Capital Corporation in $42 million transferable rights offering